Glossary attachment

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Underwriter

An investment dealer that assists corporations or governments to issue new securities to the public. The investment dealer may purchase the security directly from the issuer for resale to the public or may sell the securities to the public on its behalf.

Underwriter

An investment dealer that assists corporations or governments to issue new securities to the public. The investment dealer may purchase the security directly from the issuer for resale to the public or may sell the securities to the public on its behalf.

Unit

Part of ownership in a mutual fund, when it is established as a trust.

Unit Holder

Owner of one or more units in a mutual fund.

Unlisted Security

A security not listed on a stock exchange.